Tag Archives: Reg AB

The Coming Regulatory Deluge (With Apologies to Louis XV):  Smells Like Opportunity to Me

Events keep happening that really do make it clear that we are about to enter a period of enhanced regulatory intrusion into the financial services space.  Shocking!  And entirely unexpected, right?  (You’re winning, sir)  While that is in many respects troubling, it’s also the stuff of opportunity for the creative and nimble.  I’ll explain.… Continue Reading

Liquidity Coverage Ratio Rule: Birds Gotta Fly, Fish Gotta Swim…and Regulators Gotta Regulate

With apologies to Jerome Kern and Oscar Hammerstein, and in the afterglow of a relatively amiable final AB Rule, we are reminded this week that our business remains hogtied to a regulatory establishment that can’t seem to stop regulating.  When a member of the regulatory apparatchiki hears someone observe, “Well, if I don’t get out … Continue Reading
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